Santa Maria woman to repay financial clients millions in ...
WEBNov 30, 2023 · After an investigation by the SEC, local financial advisor Julie Darrah has agreed to pay back the millions of dollars she misappropriated from her clients.
SEC.gov | Julie Anne Darrah, et al.,
WEBOct 20, 2023 · According to the SEC’s complaint, Julie Anne Darrah and her firm, Vivid Financial Management, Inc. (“VFM”), misappropriated approximately $2.25 million from at least nine clients who had hired Darrah and VFM to be their investment adviser.
Julie Darrah Fired by Wealth Enhancement Advisory Firm
WEBJulie Darrah, a former broker with Wealth Enhancement Advisory Services, is accused of misappropriating millions from her clients' accounts by the SEC. She allegedly violated her fiduciary duty and Section 17 (a) of the Securities Act of 1933.
Civil Lawsuit Accuses Orcutt Financial Adviser of Defrauding …
WEBOct 3, 2023 · Julie Darrah, who co-founded Vivid Financial Management with Wealth Enhancement Group, is sued by the latter for allegedly stealing more than $1 million from...
Central Coast advisor charged with defrauding investors
WEBOct 30, 2023 · Julie Darrah, a Central Coast investment advisor and co-founder of a wealth management firm, allegedly stole $2.25 million from elderly female clients. The...
Civil charges filed against Santa Maria Valley financial advisor Julie ...
WEBOct 26, 2023 · The Securities and Exchange Commission (SEC) filed civil charges against Julie Anne Darrah in the U.S. District Court for the Central District of California on Friday, Oct. 20, alleging the...
SEC Sues Calif. Advisor Accused Of Defrauding Elderly Clients Of …
WEBOct 25, 2023 · The Securities and Exchange Commission has filed civil charges against Julie Darrah and Vivid Financial Management, the wealth management firm she co-founded, for allegedly stealing $2.25 million...
Santa Maria woman charged with defrauding elderly clients out of …
WEBOct 27, 2023 · According to the SEC's complaint, Julie Darrah and her firm, Vivid Financial Management, misappropriated approximately $2.25 million from at least nine clients. The complaint alleges...
SEC Charges Former WEG Advisor for Defrauding Elderly Clients
WEBOct 26, 2023 · Julie Anne Darrah allegedly stole over $2 million from nine clients who hired her as their advisor, including some who joined WEG in 2022. The SEC obtained a temporary asset freeze...
SEC Moves to Freeze Assets of Former WEG Advisor Accused of …
WEBOct 26, 2023 · A federal court has frozen the assets of a former California advisor who allegedly stole $2.25 million from her clients. The Securities and Exchange Commission says Julie Anne Darrah, who had...
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