Citadel Securities and a group of brokerage firms won a lawsuit against a funding plan for the Securities and Exchange ...

A federal appeals court on Friday struck down 2023 regulations adopted by the U.S. Securities and Exchange Commission on ...

The SEC’s sweeping Consolidated Audit Trail (CAT) — a surveillance tool designed to track every U.S. trade down to the ...

An accounting audit trail incorporates all paperwork and electronic evidence that shows the operational journey a transaction goes through from the day corporate personnel sign the underlying ...

Commentary Hoppin' Down the EMR Audit Trail The recent discovery trend in medical malpractice litigation is to not only request a copy of the patient's medical record, but to also request the ...

Audit trails are useful when there’s an issue with the accuracy of the medical records. “It could be that a [physician] or nurse noted false things that never happened,” Mr. Painter wrote.

Digital transformation of analytical processes requires suppliers to design and implement audit trail (s) (AT) that are fit for intended use in a regulated laboratory. In addition, second person ...

While the Internal Revenue Service has made progress in implementing a solution to its audit trail deficiencies, it still needs to strengthen its controls, according to a new report. The report -- the ...

'Audit Trail' Metadata Discoverable in Med Mal Suit A woman suing a hospital over treatment that allegedly caused brain damage should be allowed to access "audit trail" information outlining which ...

An audit trail can include any activity whatsoever, but transactions that do not effect a change are often not recorded. For example, ad hoc searches and database lookups may not be identified in ...